Asset Allocation: Your Best Move In Any Investment Climate



Perhaps it's only human, but when the investment
markets teeter, people want to do something.  This fear
of the unknown has given rise to elaborate timing
techniques promoted as the panacea for market
volatility.
This reactivity may ease one's nerves, but history
reveals a dismal track record for market timing.  It is
doomed to fail because it ignores these truths:
1.  Reactive investing is always a day late.
2.  Asset groups behave cyclically.
3.  There's more safety in diversity.
Asset allocation, a relatively new investment
approach gaining favor among institutional investors
and professional money managers, has proven its
superiority to timing and prediction.  More recently,
individuals have started implementing it in their own
portfolios.
It involves diversifying assets among several
investment groups in order to maximize returns while
minimizing risk.  It is the only scientific strategy
that blends portfolio diversification, long-term trends
and the specific level of risk you want to assume into
a personalized investment plan.

Risk and return

Asset allocation starts with your needs as
identified in your financial goals and anticipated
money requirements through each major stage of your
life.  The risk level you are willing to assume is
integral to forming this plan, and the principles of
risk and return guide your decisions.  Remember that in
the risk-reward spectrum, there is no free lunch.  A
higher targeted return means assuming a higher level of
uncertainty.
You achieve an "efficient" portfolio by striking
an optimal mix between return and risk.  In other
words, you try to meet your goals without assuming more
risk than necessary.  Different combinations of
investments will produce varying degrees of risk and
overall return.
Asset groups do not behave the same way at the
same time, and asset allocation diversifies money
across a broad spectrum of investment groups to
capitalize on this countercyclical behavior.  It
incorporates performance histories into computer
programs to develop a portfolio compatible with your
risk-return profile.  The resulting plan should tell
you how much money to invest in each asset category and
the likelihood of achieving the stated investment goal.

A new perspective

Asset allocation takes portfolio diversification
to a new level of sophistication.  It is designed to do
more than simply spread risk.  It also takes into
account the synergy achieved over time by efficiently
mixing assets in weighted amounts.
And what does all this do for you?  For one, it
changes your investment perspective.  When stocks fall,
oil prices drop, or gold skyrockets, you don't feel the
urge to do something.  (In fact, you may not do
anything at all.)  Because your asset allocation model
has already accounted for this volatility, you don't
worry about it.
This disciplined, systematic approach to investing
protects you from impulsiveness while providing enough
flexibility to capitalize on opportunities unveiled
throughout the cycle.  While other investors are
purging their portfolios based on yesterday's events,
you are fine-tuning yours in anticipation of future
trends.
Asset allocation is probably the most personal
investment approach because it takes shape from your
attitudes regarding risk and wealth.  Furthermore, it
changes with your changing needs.  As you move through
different financial stages of life, you adjust the
portfolio accordingly.

A solution for the '90s?

Some analysts frequently speak of "the uncertain
financial markets of the '90s" as if past decades were
full of certainty.  Where was the "certainty" in World
War II, Korea, the Cuban Missile Crisis or the Arab Oil
Embargo?
Only the past is in clear view.  Asset allocation
relies on the notion that long-term trends are more
easily recognized than short-term fluctuations.  A
mountain of information is available to plot the
behavior of stocks, bonds, international securities,
precious metals, oil and gas, real estate and other
major asset groups in varying economic conditions.  A
financial advisor can use it to apply allocation
strategies to your portfolio.  Mutual funds can also
play a vital role in this process, as you can combine
them to achieve the desired effect.  There are even
asset allocation funds.
Asset allocation provides a balanced, rational
approach to building long-term wealth.  If implemented
with discipline, it can bring order to a permanently
uncertain investment environment.
In the next chapter we talk about mutual funds,
and about an asset allocation service that uses mutual
funds as part of its program.



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